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How our financial regulation team can help you

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Nowhere are the lines more blurred between technology and business than in the finance sector. Disruption and innovation are everywhere: fintech start- ups, insurtechs, crowdfunding and peer-to-peer lending platforms, robo-advisors, crypto platforms, market data suppliers and users, benchmark administrators, e-money wallet providers and payment service providers are among new firms whose business is largely online. Established players are racing to catch up. At the same time, regulatory compliance is increasingly technical in nature.

More than ever, financial companies need lawyers who truly understand technology, who appreciate the seismic changes shaking up finance and what it all means from a regulatory point of view. That’s what you get with our specialist financial regulation team. We’ll help you understand how to comply as you roll out digital services and embark on new relationships with customers and vendors. Whether you’re a challenger start- up or global investment bank, our approach is the same: we give integrated, multi-disciplinary advice from a commercial, strategic perspective.

Talk to us about

  • Ongoing compliance support.
  • Bribery and corruption prevention.
  • Business structuring in the financial sector.
  • Financial regulation considerations for fintech businesses.
  • Financial regulatory strategy.
  • Financial sector transactions, products and services.
  • FCA investigations and enforcement.
  • Investment funds.
  • Investment management, advice and broking.
  • Our retained compliance consultancy service.
  • Sales, marketing and client relationships in the financial sector.
  • Staffing and corporate governance of authorised firms and employment in a regulated environment.
  • Payment services and e-money.
https://www.kemplittle.com/wp-content/uploads/2018/07/Chambers-UK-2019-website-bw.jpg Chambers & Partners Guide to to Legal Profession, UK "

Technology law boutique noted for work at the intersection of telecoms regulation and cloud services, social media, data protection and cybersecurity. Advises on the application of EU and UK financial services regulation to mobile payment models, including as part of new product releases. Assists with international digital services projects in the healthcare sector.

"

Need to talk about this?

Jake GhantyJake Ghanty is the head of financial regulation and a commercial technology partner View the team

Complete the form below and Jake will be in touch shortly.

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    The hottest topics in technology
    • Adtech & martech
    • Agile
    • Artificial intelligence
    • EBA outsourcing
    • Brexit
    • Cloud computing
    • Complex & sensitive investigations
    • Connectivity
    • Cryptocurrencies & blockchain
    • Cybersecurity
    • Data analytics & big data
    • Data breaches
    • Data rights
    • Digital commerce
    • Digital content risk
    • Digital health
    • Digital media
    • Digital infrastructure & telecoms
    • Emerging businesses
    • Financial services
    • Fintech
    • Gambling
    • GDPR
    • KLick DPO
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    • Open banking
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        • Home
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          • Business restructuring and reorganisation
          • Commercial technology
          • Consulting
          • Corporate
          • Data protection & privacy
          • Digital content & reputation risk
          • Disputes
          • Employment
          • Financial regulation
          • Immigration
          • Innovation
          • Intellectual property
          • Private equity & venture capital
          • Sourcing
          • Tax
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        • Resources
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