Everything you want to know about SMCR
The FCA’s Senior Managers and Certification Regime (SMCR) aims to make individuals more accountable for their conduct and competence. In 2019, SMCR will be extended to all financial services firms, which must start now to identify relevant employees and ensure that appropriate policies and procedures are in place across the business.
This is not an insignificant task. Juggling a project of this scale alongside an already heavy ‘business as usual’ load isn’t easy. To help you navigate HR and other regulatory frameworks, we’ve put together a SMCR toolkit. Using it will streamline your preparation. We can also help you think about conduct risk, and how to shape the right culture for good customer outcomes and compliance.