Jake Ghanty | Kemp Little

Hi, my name is Jake Ghanty . I’m a partner in the financial regulation team How can I help you

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I lead the financial regulation team and advise clients including payment institutions, e-money issuers, banks, insurers, asset managers, crowdfunding platforms and technology companies. If you want to get in touch you can email me at jacob.ghanty@kemplittle.com, call me on 020 7710 8031 or check out my LinkedIn profile.

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Technology law boutique noted for work at the intersection of telecoms regulation and cloud services, social media, data protection and cybersecurity. Advises on the application of EU and UK financial services regulation to mobile payment models, including as part of new product releases. Assists with international digital services projects in the healthcare sector.

Hi, my name is Jake Ghanty . I’m a partner in the financial regulation team How can I help you

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Things I've written about

4 September 2020 HM Treasury delays deadline for FCA solo-regulated firms to conduct first fit and proper assessments of Certified Persons

17 July 2020 FCA publishes CP on extending SMCR Certification Regime and Conduct Rules deadlines

1 July 2020 FCA to extend deadline for fitness and propriety assessments for Certified Persons

24 June 2020 FCA reminds cryptoasset businesses to register before the end of June 2020

4 June 2020 FCA to conduct survey on financial resilience

6 May 2020 FCA allows firms extra time to arrange cover for absent Senior Managers during the pandemic

20 April 2020 FCA statement on use of “wet-ink” signatures

8 April 2020 FCA’s 5 key priorities for the next 1-3 years

1 April 2020 PRA announcement on dividends, share buybacks and cash bonuses for banks

30 March 2020 Responsibilities of Senior Managers during the pandemic

Webinars I've been involved with

Webinar recording | Compliance update

Webinar recording | Operational Resilience: Covid-19 and beyond

Kemp Little service | SMCR support service

Kemp Little service | Ongoing compliance support service

Webinar | SMCR: What you need to know

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